2014 the 6th CCPAA ANNUAL CONFERENCE-Speaker PPT

“WEALTH MANAGEMENT IN CANADA: TRENDS, BEST PRACTICES AND REGULATIONS”


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9:40-10:20 Overview of Regulatory Environment and its Evolvement Trends of Wealth Management in Canada

Speaker: Susan Han, Miller Thomson LLP

 0940-1020 Susan Han-Wealth Management In Canada

download link:0940-1020 Susan Han-Wealth Management In Canada

 

10:20-11:00 Protect Your Money

Speaker: Allister Field, Acting Manager-Enforcement Branch, Ontario Securities Commission (OSC) Meredith Adolph, Senior Communications Advisor, Investor Education Fund, Ontario Securities Commission (OSC)

1020-1100 Allister Field&Meredith Adolph--OSC Protect Your Money

download link:1020-1100 Allister Field&Meredith Adolph–OSC Protect Your Money

11:20-12:00 Self-regulatory Standards and Enforcement Practice

Speaker:Alexandra Clark, Director of Enforcement Litigation, Investment Industry Regulatory Organization of Canada (IIROC)

1120-1200 Alexandra Clark--Self-regulatory standards

download link:1120-1200 Alexandra Clark–Self-regulatory standards

12:00-12:40 Finding Fair Outcomes for Canadian Investors – Where to Turn When Things Go Wrong

Speaker:Douglas Melville, Ombudsman and Chief Executive Officer, Ombudsman for Banking Services and Investments (OBSI)

1200-1240 Douglas OBSI finding fair outcomes  Final

download link:1200-1240 Douglas OBSI finding fair outcomes Final

14:00-14:35 Common Legal Issues and Concerns in Wealth Management in Canada

Speaker: Joan Jung, Partner of Minden Gross LLP

1400-1435 Joan Jung Common Legal Issues and Concerns in Wealth Management

download link:1400-1435 Joan Jung Common Legal Issues and Concerns in Wealth Management

14:35-15:10 Latest Development on Tax Compliance and Tax Planning on Succession

Speaker: Jin Wen, Manager of Tax Services, Grant Thornton LLP Armando Minicucci, Principal of Tax Services, Grant Thornton LLP

1435-1510 2 Jin Wen--Latest Development on Tax Compliance

download link:1435-1510 2 Jin Wen–Latest Development on Tax Compliance

Speaker: Armando Minicucci, Principal of Tax Services, Grant Thornton LLP

download link:1435-1510 Armando-2014 New Testamentary Trust Rules—Update Version

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September 17, 2014

2014 Annual Conference – Post Conference Materials

2014 the 6th CCPAA ANNUAL CONFERENCE-Speaker PPT “WEALTH MANAGEMENT IN CANADA: TRENDS, BEST PRACTICES AND REGULATIONS” The content of this webpage (Speakers PPT) is solely belongs to […]
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[Ontario Chapter] 2014 Annual Conference Meeting

Dear CCPAA friends, We would like to sincerely invite you to our 6th CCPAA Annual Conference “Regulatory Environment and Best Practices of the Wealth Management in Canada”, […]